TD Securities is one of the world's leading global financial institutions and seeks a Financial Crime Risk Investigative Analyst. The role involves analyzing transactional activity to identify risks and potential suspicious activities while managing workloads to meet service level requirements.
Responsibilities
- Conduct analysis of transactional activity to identify risks, trends, and potential suspicious activity; and determine whether further investigation is required
- Prioritize and manage own workload to meet service level requirements for service and productivity
- Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk transactions / activities as necessary
- Be knowledgeable of practices and procedures within own area of responsibility and keep abreast of emerging trends for own functional area
- Act as a key resource/specialist owner or representative by providing technical subject matter expertise, analysis, or operational process support on AML/ATF and other sanctions-related matters
- Contribute to the identification and implementation of new products, operating workflow, additional services/products/applications, or operational efficiencies
- Run and review information against various lists and guidelines; ensure accuracy and flag deviations
- Manage and process activities with multiple steps, systems, and jurisdictions; focus of work is weekly, monthly or longer with additional ad-hoc responsibilities as required
- Find opportunities to improve service delivery and support operational improvement
- Ensure necessary due diligence to support the accuracy of all transactions/activities
- Require in-depth knowledge in a range of products and services, processes, procedures, and systems within own area of specialty and characterized by moderate to high risk
- Generally, interact with internal colleagues and contacts and/ or external customers; may provide process/policy guidance to others
- Participate fully as a member of the team, support a positive work environment
- Act as a brand ambassador for your business area/function and TD, both internally and externally
- Adhere to internal policies/procedures and applicable regulatory guidelines
- Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
Skills
- Undergraduate degree preferred
- One (1) or more years of relevant experience
- Fundamental knowledge of AML operations, standards, procedures, laws, rules and regulations
- Skill in using computer applications including MS Office
- Ability to analyze, research, organize and prioritize work while meeting multiple deadlines
- Ability to handle confidential information with discretion
- Ability to communicate effectively both written and verbal
- Ability to pay high attention to details
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off
- Banking benefits and discounts
- Career development
- Reward and recognition programs
Company Overview
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services. It was founded in 1855, and is headquartered in Toronto, Ontario, CAN, with a workforce of 5001-10000 employees. Its website is https://www.tdsecurities.com.